securities
91Securities Investor Protection Act — The Securities Investor Protection Act of 1970 codified at usc|15|78aaa through usc|15|78lll, established the Securities Investor Protection Corporation (SIPC). Most brokers and dealers registered under the Securities and Exchange Act of 1934 are …
92Securities Subsidiary — A company that is controlled by a large bank or financial holding company. These firms are in the business of underwriting commercial paper and other securities that will then be sold to investors. In certain regions, security subsidiaries can… …
93Securities Act, 1933 — (Federal Securities Act) Intended to provide protection for investors, the Securities Act of 27 May 1933 required the sellers of securities to provide detailed information to the Federal Trade Commission and provide the potential investor with …
94Securities And Exchange Act, 1934 — The Securities and Exchange Act was a supplement to the Securities Act that required all stock exchanges to register and provide details of securities, dealers, and brokers. It created a Securities and Exchange Commission to administer the act …
95Securities exchange — A securities exchange provides a market for buying and selling financial instruments. Securities exchanges * Commodities exchange * Futures exchange ** List of futures exchanges ** *Stock exchange ** List of stock exchanges ** ee also*Commodity… …
96Securities and Exchange Commission (Poland) — The Polish Securities and Exchange Commission, pl. Komisja Papierów Wartościowych i Giełd, (KPWiG) is responsible for supervising compliance with regulations governing honest trade and competition in the public turnover of listed securities and… …
97Securities and Futures Commission, Hong Kong — The Securities and Futures Commission of Hong Kong is the independent statutory body charged with regulating the securities and futures markets in Hong Kong. It is the main authority and supervision board for the security market in Hong Kong.… …
98Securities Commission of New Zealand — The Securities Commission is an autonomous Crown Entity and New Zealand s main regulator of investments. It also runs a co regulatory model with the New Zealand Stock Exchange.The Securities Commission undertakes the following roles: *… …
99Securities Rand — Financial Rand und Commercial Rand, Afrikaans Finansiële Rand und Kommersiële Rand, waren die Bezeichnungen für ein zweigeteiltes Währungs und Wechselkurssystem für den südafrikanischen Rand, die Landeswährung Südafrikas, das von 1979 bis 1983… …
100Securities And Exchange Commission - SEC — A government commission created by Congress to regulate the securities markets and protect investors. In addition to regulation and protection, it also monitors the corporate takeovers in the U.S. The SEC is composed of five commissioners… …
